Mr. Waxman joined ShoreBridge in 2023 and serves as Vice President. He is involved in the administration of the firm’s Private Funds Access Vehicles as well as the compliance function across all of ShoreBridge’s business activities. In his role, he assists in managing the investor-level transaction processes and works closely with the firm’s compliance team to ensure regulatory best practices are met.
Prior to his role at ShoreBridge, Mr. Waxman was a senior member of the compliance teams at Gilder Gagnon Howe & Co. in New York and Black Creek Capital Markets in Denver, where he managed the day-to-day compliance activities. He brings experience in fund administration from his time at Maitland Administration, where he provided services to hedge fund and private equity firms.
He received his B.S. degree in Accounting from Virginia Commonwealth University. Mr. Waxman currently holds FINRA Series 7, 24 and 27 registrations. He is also a Certified Anti-Money Laundering Specialist (CAMS).